募集要項
- 仕事内容
- Department: The Compliance Risk Management (“CRM”) manages the firm’s compliance risks to prevent violations of law, rule, or regulation, and designs and delivers a compliance risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. CRM is a risk-based department, focused on emerging risks, and providing constructive challenge to the business and functions, partnering closely with them to implement strong processes and effective controls, as well as to better foster and embed a culture of compliance. CRM monitors trends and changes in regulations and develops and implements firmwide and divisional policies and procedures.
- 応募資格
-
- 必須
-
Essential Business Experience and Technical Skills:
? 15+ years relevant and suitable Compliance experience gain with an FSA registered investment management firm
? Extensive knowledge of rules and regulations applicable to Japan’s investment activities in Japan
? Demonstrated ability to assess risk and communicate results to board level senior management.
? Demonstrated ability to analyze risks and controls, determining when controls are not operating effectively and act accordingly.
? Excellent oral communication skills, including ability to communicate with all levels of management.
? Demonstrated ability to translate and communicate requirements in ley persons terms, enabling business partners to better understand requirements, working together toward implementation of solutions.
- 歓迎
- .
- 雇用形態
- 正社員
- ポジション・役割
- Chief Compliance Officer
- 勤務地
- 東京都千代田区
- 勤務時間
-
09:00～17:00 実働7時間／月 ※休憩1時間
残業あり
- 年収・給与
- 年収 1500万円 ～ 2400万円
- 待遇・福利厚生
-
社会保険完備
健康診断
従業員支援プログラム
住宅手当
通勤手当（規定による/全額支給）
家族手当
単身赴任手当（社令による転勤の場合のみ）
慶弔見舞金
確定拠出年金
確定給付企業年金
財形貯蓄制度
受動喫煙防止措置：
試用期間の有無：有／3カ月
- 休日休暇
-
年間休日：121日（土・日・祝、年末年始5日）
有給休暇：5日または10日（入社日による）
特別休暇 5日連続
その他
