募集要項
- 募集背景
- A global financial services company is seeking a Regulatory Conduct Manager. The selected candidate will oversee Regulatory Compliance risks, provide advisory services, and ensure adherence to external laws and internal policies.
- 仕事内容
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A global financial services company is seeking a Regulatory Conduct Manager.Responsibilities:
* Oversee critical Compliance policies and systems
* Provide advisory on Regulatory Compliance risks to senior management
* Report to Head of Advisory, Japan Compliance on Regulatory Compliance matters
* Ensure senior management is informed on material Compliance issues
* Manage relationships with regulators and ensure timely disclosure of information
* Maintain positive relationships with external stakeholders
* Provide leadership to develop the Compliance function
* Build professional relationships with business managers and Compliance colleagues
* Create a framework for risk-based monitoring of Regulatory Compliance policies
Requirements:
* Practical experience as a regulator or senior compliance manager in financial services
* Prior experience in a regulated securities entity
* Ability to develop practical solutions to complex global issues
* Strong leadership and strategic thinking skills
* Possess a valid qualification in law, accountancy, or relevant risk discipline
* Proficient in English and Japanese
- 応募資格
-
- 必須
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Practical experience as a regulator or senior compliance manager in financial services
- 歓迎
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Prior experience in a regulated securities entity
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
- weekends off, public holidays, paid holidays
