募集要項
- 募集背景
- A prominent banking and financial services company is looking for a Compliance Officer. This position will be responsible for supporting compliance activities as well as related training and communication.
- 仕事内容
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A prominent banking and financial services company is looking for a Compliance Officer.Responsibilities:
* Maintain the company's watch list by reviewing and evaluating investment banking, capital markets. Etc.
* Cooperate with other functions to review transactions for issues such as conflicts of interest
* Evaluate and approve time sensitive trading requests
* Provide advice for inquiries regarding to public and private interactions
* Provide advice regarding the handling of emails containing non-public information and implement proper control
* Provide training regarding information policies and procedures
Requirements:
* Understanding of compliance laws, rules, regulations, risks, and typologies
* Proficiency in Microsoft Office (Excel, Word, PowerPoint)
* Control officer qualification is a plus
* Advanced level Japanese; intermediate level English with the ability to communicate with native speakers of both languages
- 応募資格
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- 必須
- Control officer qualification is a plus
- 歓迎
- 英語力必要。その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇