募集要項
- 募集背景
- A multinational financial holding company is now hiring for a Control Room Compliance Officer with project management experience. In this position, you will work in shifts to support reviews on compliance matters and support other teams in enforcing compliance all across the board.
- 仕事内容
-
A multinational financial holding company is now hiring for a Control Room Compliance Officer with project management experience.Responsibilities:
* Review equity and fixed income research reports for potential conflicts with the watch and restricted list
* Perform transaction reviews and maintenance in deal management system
* Review and approve wall-crossing requests from banking business, trade requests on the restricted list
* Maintain the watch and restricted lists
* Review equity research for compliance with quiet periods
Requirements:
* Experience in control room and/or banking compliance preferred
* Skills and experience in project management
* Flexibility to work in shifts between 6:00-20:00
- 応募資格
-
- 必須
- Experience in control room and/or banking compliance preferred
- 歓迎
- その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- JPY10,000,000.00 - JPY20,000,000.00 per annum