募集要項
- 募集背景
- A leading multinational financial services institution is looking to hire a Vice President of FID Compliance. In this role you will provide compliance guidance to fixed income businesses with respect to the relevant compliance policies and procedures and Japanese laws, rules, and regulations.
- 仕事内容
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A leading multinational financial services institution is looking to hire a VP of FID Compliance to provide guidance to fixed income businesses.Responsibilities:
* Monitor changes in laws and regulations affecting the businesses and implement a compliance program
* Implement appropriate policies, training, testing, and monitoring as well as advisory coverage for the business.
* Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary
* Conduct regular compliance training for business unit professionals and supervisors
* Assess potential risks associated with the coverage area and address to enhance internal control functions as well as assist front line risk management framework
* Participate in the review and approval of new instruments and new products for individual investment teams
* Stay up-to-date on new regulations and communicate such updates to affected business areas to ensure the firm has appropriate controls in place
Requirements:
* 7+ years' experience in compliance, legal, audit, or another control function covering FID businesses, with experience in derivatives and structured products
* Experience in global regulatory reform is a plus
* Strong interpersonal and communication skills
* Strong analytical and problem solving skills
* Bilingual fluency in English and Japanese
- 応募資格
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- 必須
- 7+ years' experience in compliance, legal, audit, or another control function covering FID businesses
- 歓迎
- 英語力必要。その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇