募集要項
- 募集背景
- A leading global financial services company is seeking a Control Room Compliance Officer. The successful candidate will monitor and review public side activities to avoid or mitigate conflicts of interest in compliance of local laws and regulations.
- 仕事内容
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A leading global financial services company is seeking a Control Room Compliance Officer.Responsibilities:
* Review and maintain transactions in the deal management system
* Review and approve wall-crossing requests from banking business
* Maintain watch and restricted lists and review and approve trade requests on restricted list
* Review equity and fixed income research reports for potential conflicts against the watch and restricted lists
* Provide daily support to the core control room
Requirements:
* Control room and/or research legal and compliance experience preferred
* Ability to discreetly handle confidential information and matters
* Strong communication, interpersonal, and presentation skills
* Excellent analytical and project management skills
* Native level Japanese; fluency in English
- 応募資格
-
- 必須
- Control room and/or research legal and compliance experience preferred
- 歓迎
- 英語力必要。その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇