募集要項
- 募集背景
- A leading international financial services company is searching for a Senior Compliance Officer with experience handling regulatory applications, inquiries, and inspections. The successful candidate will join an expanding compliance team and provide compliance coverage for Japan and the APAC region.
- 仕事内容
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【年収2200万円】Responsibilities:
Searching for a Senior Compliance Officer with experience handling regulatory applications, inquiries, and inspections!
* Implement necessary changes to the compliance program
* Resolve trading issues, incidents, and client inquiries
* Handle regulatory inquiries and inspections including internal audits
* Conduct compliance risk assessments, monitoring, and testing
* Maintain and develop relationships with regulatory authorities, industry bodies, and external vendors and consultants
Requirements:
* Bachelor's degree in a business-related field and/or professional legal or finance qualification(s)
* 8+ years' compliance experience in a regulated financial institution
* JSDA Internal Control Manager qualified
* Verbal and written fluency in both English and Japanese
* Excellent organizational, analytical, and project management skills
- 応募資格
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- 必須
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8+ years' compliance experience in a regulated financial institution
JSDA Internal Control Manager qualified
Verbal and written fluency in both English and Japanese
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Up to JPY22000000 per annum