募集要項
- 募集背景
- A global investment bank is looking to hire an experienced Compliance Officer. Reporting to the Head of Compliance for the region, you will be responsible for handling all compliance-related matters in Japan.
- 仕事内容
-
【Salary negotiable based on experience】Responsibilities:
* Plan and execute compliance and AML controls, monitoring, and surveillance
* Ensure suspicious transaction reports are submitted by the required deadline
* Participate in internal, external, and regulatory audits
* Ensure the organisation remains current regarding all relevant local and regional regulatory developments
* Provide compliance training to staff
Requirements:
* 5+ years' compliance experience, preferably in the broking industry
* Strong knowledge of compliance-related legislations
* Business-oriented approach to compliance
- 応募資格
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- 必須
- ・5+ years' compliance experience, preferably in the broking industry
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇