募集要項
- 募集背景
- A renowned financial services firm is searching for an experienced professional to join them in the senior role of Manager, Asset Management Compliance. Under the direction of the Head of Asset Management Compliance, this role is responsible for trade monitoring and compliance monitoring.
- 仕事内容
-
【Salary negotiable based on experience】Responsibilities:
* Daily trade monitoring
* Compliance monitoring
* Gather laws/regulations and update information, implementing newly revised internal company rules
* Conduct compliance check for advertisement materials
* Implement regular compliance training sessions for all employees
Requirements:
* Daily trade monitoring experience
* 3+ years' experience in compliance at an asset management company, trust bank, or bank
* Asset management or securities trading experience
* Solid English communication ability
- 応募資格
-
- 必須
- ・3+ years' experience in compliance at an asset management company, trust bank, or bank
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience