募集要項
- 募集背景
- A global financial services firm is looking for a Vice President, Country Compliance Officer (Japan). The selected candidate will lead regulatory engagement, manage compliance programs, and ensure adherence to local laws and global standards.
- 仕事内容
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A global financial services firm is looking for a Vice President, Country Compliance Officer (Japan).Responsibilities:
* Act as primary liaison with Japanese regulators and industry associations
* Manage regulatory exams, audits, and reporting requirements
* Develop and maintain local compliance frameworks and conduct risk assessments
* Update and implement local policies aligned with global standards and regulatory changes
* Deliver compliance training and provide advisory support to business teams
* Support AML/CTF and sanctions compliance activities, including KYC/CDD and transaction monitoring
* Prepare compliance reports, participate in oversight committees, and escalate key issues to senior management
* Manage whistleblower channels and support cross-border compliance matters
Requirements:
* Bachelor's degree or above
* 8-10 years of compliance experience in financial institutions
* Experience in regulatory liaison and inspections
* Strong knowledge of AML/CTF, sanctions, data privacy, and Japanese securities laws
* Designated Internal Control Manager under JSDA regulations
* Native level Japanese; professional level English
Preferred requirements:
* Advanced degrees or certifications (CAMS, CRCM)
- 応募資格
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- 必須
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8-10 years of compliance experience in financial institutions
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- JPY10,000,000.00 - JPY15,000,000.00 per annum
