募集要項
- 仕事内容
-
・Liaise with regulators in Japan, such as the Financial Services Agency of
Japan (JFSA), to ensure compliance with statutory rules & regulations.
・Provide the Regional Head of Compliance, Asia Pacific with support, including
the identification of rules, risks and business issues, through periodic
compliance governance reports, as well as regular and ad hoc meetings.
・Provide business partners in Japan, and, as required, Korea, with support
and advice on compliance related issues, business growth/change initiatives
and the execution of firm-wide business transformational initiatives.
・Member of Japan local risk management committee and other local corporate
governance committees which require input / advice from Compliance.
・Oversee the Regulatory Reports including Substantial Shareholders Reports
and Short Position Reports.
・Work with the Global and Regional Compliance teams, undertake special
regional/functional projects.
- 応募資格
-
- 必須
-
・Experience of 15 years or more as a compliance professional focusing on asset management regulatory issues or similar capacity
・Extensive knowledge of legal and regulatory requirements applicable to the asset management industry in Japan. Existing regulatory relationships with the regulators in Japan and relevant Korean market experience will be an advantage.
・Seasoned manager with experience in supervising a team of professionals
・Good knowledge in financial products including alternatives
・Native Japanese, proficiency in written and spoken English
・Excellent communication and interpersonal skills
・Analytical and lateral problem-solving ability
・Able to work independently with minimal supervision and under pressure
・Degree in Finance, Accounting, Law or equivalent
- 募集年齢(年齢制限理由)
- 40歳 ～ 55歳 （特定年齢層の特定職種の労働者が相当程度少ないため）
- 雇用形態
- 正社員
- 勤務地
- 東京都
- 年収・給与
- 推定ベース年俸：2000～3500万円（※応相談） ＋インセンティブボーナス
