【英語を活かす】コンプライアンスオフィサー/ Compliance Officer International investment banking companyの転職・求人情報 31154841

募集要項

募集背景: An international investment banking company is seeking a Compliance Officer. The chosen candidate will oversee regulatory compliance, internal controls, and collaboration with global teams.

仕事内容: An international investment banking company is seeking a Compliance Officer.
Responsibilities:

* Conduct annual reviews of internal rules
* Coordinate regulatory inspections and manage responses to inquiries
* Respond to AML/CFT and KYC-related inquiries in collaboration with APAC teams
* Address inquiries on Japan's regulatory requirements from global compliance teams
* Develop and execute annual risk-based testing plans to assess compliance effectiveness
* Collaborate with compliance and business teams to ensure adherence to policies

Requirements:

* Experience in global financial institutions (compliance control or surveillance is a plus)
* Skilled in MS Office Suite
* Excellent interpersonal communication skills
* Proficient in verbal and written Japanese and English

応募資格

必須: Experience in global financial institutions (compliance control or surveillance is a plus)

事業内容・会社の特長: An international investment banking organisation that provides a wide range of financial services to clients across the globe. Trusted as a reliable source of financial information, this company commands a strong reputation in financial markets.

Keywords:

法律,法務,コンプライアンス, 法律, 求人, 外資系

2131870/001