募集要項
- 募集背景
- A global financial services company seeks a Vice President, Workplace Solutions Compliance Officer. This role involves managing regulatory requirements and providing compliance oversight. This is a hybrid setup role.
- 仕事内容
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A global financial services company seeks a Vice President, Workplace Solutions Compliance Officer.Responsibilities:
* Coordinate regulatory engagements, analyse developments, and build a robust compliance risk management setup
* Oversee second-line defences, engage in risk assessments, and provide oversight on risks
* Prepare and deliver compliance training
* Support global team coverage areas such as sales, distribution, employee compliance, and fiduciary obligations
* Oversee anti-money laundering programs and data protection from a business perspective
* Contribute to governance through local forums, board meetings, and reporting
* Review policies to ensure regulatory adherence
Requirements:
* Bachelor's degree or above in Law, Business, Finance, or related fields
* More than 10 years of experience in Compliance, Operational Risk, Audit, or Business Control in Financial Institutions
* Prior experience as a Money Laundering Reporting Officer
* Compliance officer experience for intermediary or licenced business
* Experience handling regulatory exams
* Knowledge of relevant financial regulations
* Possess valid JSDA Internal Administration and Type 1 Certified Securities Broker Representative qualifications preferred
* Professional level Japanese and English
- 応募資格
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- 必須
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More than 10 years of experience in Compliance, Operational Risk, Audit, or Business Control in Financial Institutions
- 歓迎
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Prior experience as a Money Laundering Reporting Officer
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
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完全週休2日制, 土日祝日休み, 有給休暇
