【英語を活かす】VP ワークプレイスソリューションコンプライアンス/ Workplace Compliance VP Global financial services companyの転職・求人情報 30748709

募集要項

募集背景: A global financial services company seeks a Vice President, Workplace Solutions Compliance Officer. This role involves managing regulatory requirements and providing compliance oversight. This is a hybrid setup role.

仕事内容: A global financial services company seeks a Vice President, Workplace Solutions Compliance Officer.
Responsibilities:

* Coordinate regulatory engagements, analyse developments, and build a robust compliance risk management setup
* Oversee second-line defences, engage in risk assessments, and provide oversight on risks
* Prepare and deliver compliance training
* Support global team coverage areas such as sales, distribution, employee compliance, and fiduciary obligations
* Oversee anti-money laundering programs and data protection from a business perspective
* Contribute to governance through local forums, board meetings, and reporting
* Review policies to ensure regulatory adherence

Requirements:

* Bachelor's degree or above in Law, Business, Finance, or related fields
* More than 10 years of experience in Compliance, Operational Risk, Audit, or Business Control in Financial Institutions
* Prior experience as a Money Laundering Reporting Officer
* Compliance officer experience for intermediary or licenced business
* Experience handling regulatory exams
* Knowledge of relevant financial regulations
* Possess valid JSDA Internal Administration and Type 1 Certified Securities Broker Representative qualifications preferred
* Professional level Japanese and English

応募資格

必須: More than 10 years of experience in Compliance, Operational Risk, Audit, or Business Control in Financial Institutions

事業内容・会社の特長: A multinational banking and financial services company, this company is one of the world's largest financial institutions. With a respected brand, this company supplies a vast network of global clients with investment banking, asset management and private wealth management among a variety of other services.

Keywords:

コンプライアンス, リスク管理, アンチマネーロンダリング, 規制対応, ガバナンス, 求人, 外資系

2128890/001