【英語を活かす】副社長/ VP - Compliance 外資系投資会社の転職・求人情報 30724448

募集要項

募集背景: An international investment company is looking for a VP - Compliance. The qualified candidate will be in charge of providing advice on trading matters involving equities, fixed-income securities, futures and options.

仕事内容: An international investment company is looking for a VP - Compliance.
Responsibilities:

* Assist with the development, implementation and administration of the Japan compliance framework and policies
* Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
* Investigate and resolve alerts generated by trade surveillance systems, escalating any potential issues to the appropriate stakeholders
* Work on regional projects including system UAT, new investment models discussion, or system development
* Conduct or assist with inspections and regulatory filings or requests

Requirements:

* Bachelor's degree or above in business, finance, or law
* More than 7 years of experience in compliance (brokerage or asset management firm is preferred)
* Strong computer skills - MS Office Suite (MS Excel) and Bloomberg
* Excellent analytical and problem-solving skills
* Strong interpersonal and communication skills
* Proficient in Python, or VBA is a plus
* Fluent level English and Japanese

応募資格

必須: More than 7 years of experience in compliance (brokerage or asset management firm is preferred)

事業内容・会社の特長: A dynamic investment firm focused on innovative, data-driven investment strategies within the global technology and healthcare sectors. The firm leverages advanced quantitative analysis, machine learning, and deep sector expertise to identify high-potential investments.

Keywords:

金融, コンプライアンス, 資産運用, 投資, 金融サービス, 外資系

2117060/001