募集要項
- 募集背景
- 非公開
- 仕事内容
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外資系投信投資顧問会社ROLE DESCRIPTION AND PURPOSE ? Responsible for advising on and controlling Compliance activities within Our Group Asset Management, in accordance with local regulatory requirements, Our Group Asset Management and Group Compliance standards. As “Naibu Kanri Sekininsya” / “Internal Administrator”, exercise an oversight Sales units conducts to ensure a full compliance with the laws and regulations governing Type 1 Type I Financial Instruments Business. ? Expected to develop and maintain a robust Compliance culture and organisation at management and operational levels of the business. ? Ensures that policies and procedures issued by Group and AM Global Compliance functions are implemented locally so that Compliance associated operational risks are correctly identified and addressed, in particular through relevant controls and compliance monitoring plans. ? Managing the Compliance support staff.
- 応募資格
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- 必須
- COMPETENCIES (TECHNICAL/BEHAVIORAL/LEADERSHIP) ? An in-depth knowledge of the asset management industry, preferably within a global institution (minimum of 10 years Compliance/Legal experience with at least 5 years experience in a managerial role) ? A legal qualification would be advantageous ? Strong communication and influencing skills ? Proficiency to use multiple, complex reporting tools ? Acts at all times with integrity and as a role model on the Group’s corporate values ? Maintains independence whilst providing partnership to the local business SPECIFIC QUALIFICATIONS & OTHER REQUIREMENT ? Fluency in English and Japanese essential (written and spoken) ? JSDA (Japan Securities Dealers Association) required Internal Control Officer qualification would be advantageous ? Cult
- 歓迎
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ural awareness ? ability to deal with different cultures and business lines
応募資格をご参照ください。
- 募集年齢(年齢制限理由)
- 40歳～54歳 （特定年齢層の特定職種の労働者が相当程度少ないため）
- フィットする人物像
- 応募資格をご参照ください。
- 雇用形態
- 正社員
- ポジション・役割
- Head of Compliance
- 勤務地
- 東京都
- 勤務時間
- 同社就業規定に準じます
- 年収・給与
- 1,000万円～2,000万円(経験・能力を考慮し、規定に従い決定します)
