募集要項
- 募集背景
- A global securities organisation is looking to fill a Compliance Officer position. The qualified applicant will offer guidance and advice to the business division on compliance matters under supervision. This role is based in Tokyo.
- 仕事内容
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A global securities organisation is looking to fill a Compliance Officer position.Responsibilities:
* Interpret and communicate the regulatory impact of new elements within the industry
* Deliver regular reports essential for business and compliance needs
* Participate in discussions involving compliance or regulatory aspects
* Create and provide compliance training for staff, including new hires
* Establish internal protocols to ensure adherence to regulatory standards
* Monitor business activities, analyse outcomes, and address rule breaches
Requirements:
* 10-15 years of Compliance experience in a Clearing business or Securities industry (high frequency trade)
* Practical experience with JFSA, BOJ, JPX(TSE&OSE), JSDA and JSCC inspection and regulatory reporting
* Deep understanding of all aspects of Clearing activities
* Strong knowledge of relevant exchanges and regulator rules
* Possess a valid industry qualification in Compliance, Internal Audit, Risk Management, or other business-related activities
* Proficient in Japanese and written and reading English
- 応募資格
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- 必須
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10-15 years of Compliance experience in a Clearing business or Securities industry (high frequency trade)
- 歓迎
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Practical experience with JFSA, BOJ, JPX(TSE&OSE), JSDA and JSCC inspection and regulatory reporting
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- JPY12,000,000.00 - JPY15,000,000.00 per annum
- 休日休暇
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weekends off, public holidays, paid holidays