募集要項
- 募集背景
- A multinational financial services organisation is looking for a Trade Surveillance Compliance Director. The selected applicant will oversee surveillance of trading activities for compliance. This position is based in Tokyo.
- 仕事内容
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A multinational financial services organisation is looking for a Trade Surveillance Compliance Director.Responsibilities:
* Manage surveillance reports to ensure adherence to firm policies and regulations
* Resolve and document escalated alerts appropriately
* Supervise offshore staff responsible for report output
* Maintain effective working relationships with staff in other regions
* Collaborate with key stakeholders to enhance the surveillance program
* Assist with designing and deploying controls for compliance
Requirements:
* More than 5 years of experience in the financial industry
* Experience in using third party trade surveillance tools (Nasdaq Trade Surveillance, Actimize) and market data vendors (Bloomberg, Reuters Eikon)
* Understanding of Japanese financial industry, products exchange, surveillance regulations
* Background of Japanese fixed income markets
* Knowledge of Japanese banking compliance is ideal
* Fluent level written and verbal Japanese and English
- 応募資格
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- 必須
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More than 5 years of experience in the financial industry
- 歓迎
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Experience in using third party trade surveillance tools (Nasdaq Trade Surveillance, Actimize) and market data vendors (Bloomberg, Reuters Eikon)
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- JPY10,000,000.00 - JPY14,000,000.00 per annum
- 休日休暇
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weekends off, public holidays, paid holidays