募集要項
- 募集背景
- A global provider of financial services is searching for a Compliance Staff. The successful candidate for this position will be working on overseeing the financial compliance procedures. This position is based in Tokyo.
- 仕事内容
-
A global provider of financial services is searching for a Compliance Staff.Responsibilities:
* Perform risk-based compliance monitoring within the organisation
* Handle regulatory assistance with external investigations or inspections
* Provide compliance advice for the business
* Design regulator procedures and applicable requirements
* Assist the global compliance team with general or specific matters
* Support the manager and head of compliance with regulatory activities
Requirements:
* Bachelor's degree or above
* Prior compliance or regulatory role experience
* Experience in retail financial services
* Background in FX, CFD, Crypto futures, or equities is preferred
* Possess relevant qualifications in financial services is a plus (JSDA, FFAJ, CFAJ)
* Proficient in English
- 応募資格
-
- 必須
- Prior compliance or regulatory role experience
- 歓迎
- 英語力必要。その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- JPY6,000,000.00 - JPY8,000,000.00 per annum
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇