募集要項
- 募集背景
- A multinational financial services company is looking to fill a Compliance Officer position. The successful candidate will be accountable for overseeing trade and electronic communications surveillance activities.
- 仕事内容
-
A multinational financial services company is looking to fill a Compliance Officer position.Responsibilities:
* Comply with regulatory requirements
* Partner with internal teams to address compliance issues
* Support the APAC surveillance team when required
* Utilise relevant compliance monitoring tools
* Ensure sustainability of audit trail and documentation processes
* Conduct reviews for monitoring and surveillance programs on a regular basis
Requirements:
* Bachelor's degree or above
* 5+ years of work experience within the financial industry
* Background in compliance, surveillance, and risk management is ideal
* Knowledge of securities law in Japan
* Microsoft Office competency is ideal
* Written and oral Japanese and English proficiency
- 応募資格
-
- 必須
- 5+ years of work experience within the financial industry
- 歓迎
- 英語力必要。その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- JPY8,000,000.00 - JPY14,000,000.00 per annum
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇