募集要項
- 募集背景
- A financial services firm is searching for a Compliance VP. This position will be responsible for a number of tasks to ensure compliance to legal regulations and company policies. This is a great chance to advance your career with a global company.
- 仕事内容
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A financial services firm is searching for a Compliance VP.Responsibilities:
* Conduct regulatory and licence requirement checks for new products
* Create reports for senior management and regulatory bodies as needed
* Develop and manage control systems to prevent and address violations of legal guidelines as well as internal policies
* Evaluate the efficiency of controls and perform continuous improvements
* Create, revise and implement company policies
* Work with the HR department and corporate counsels to enforce regulations
* Maintain an up-to-date knowledge of regulatory developments and compliance best practices
Requirements:
* Experience in compliance or related area at a financial institution
* Capital markets experience is a plus
* Detailed knowledge of industry standards and regulations
* Excellent understanding of reporting procedures and record keeping
* Business level English or higher
- 応募資格
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- 必須
- Detailed knowledge of industry standards and regulations
- 歓迎
- 英語力必要。その他は詳細からご確認ください。
- 雇用形態
- Permanent
- 勤務地
- Tokyo
- 年収・給与
- Negotiable based on experience
- 休日休暇
- 完全週休2日制, 土日祝日休み, 有給休暇